Track Data Securities Corp.'s SEC Rule 11Ac1-6 Report from 07/01/01 to 09/30/01

Percentage of Total Customer Orders that were Non-directed for each Section

Section

Percentage

NASDAQ

44.32%

NYSE

32.60%

AMEX

73.48%

OPTIONS

64.47%

Percentage of Total Non-Directed Orders for a section per order type

Section

Type of Order

Percentage

NASDAQ

Market

36.65%

Limit

60.75%

Other

2.60%

NYSE

Market

51.03%

Limit

44.33%

Other

8.02%

AMEX

Market

27.25%

Limit

68.18%

Other

4.57%

Options

Market

14.00%

Limit

85.95%

Other

0.05%

Percentage of Non-directed orders for each venue in each section

Section

Venue

Percentage

NASDAQ

ISLD

38.81%

NITE

23.12%

HRZG

21.41%

SLKC

10.95%

SCHB

1.15%

INCA

0.96%

REDI

0.90%

ESAS

0.86%

SOES

0.56%

ARCA

0.49%

NYSE

TMRK

84.16%

HRZG

13.09%

ISLD

0.36%

ABN

0.31%

REDI

0.07%

ELPX

0.03%

ARCA

0.02%

AMEX

TMRK

29.91%

ISLD

21.15%

HRZG

1.94%

ABN

0.82%

REDI

0.12%

ARCA

0.05%

ELPX

0.02%

Options

ABN

58.93%

ERNS

41.05%

NITE

0.02%

Percentage of Order Type by Venue

Type of Order

Venue

Percentage

Market Order

HRZG

33.98%

NITE

24.45%

TMRK

15.27%

SLKC

14.14%

ARCA

4.96%

ABN

2.10%

ERNS

1.34%

REDI

1.18%

SCHB

1.06%

(other venues)

1.53%

Limit Order

ISLD

46.13%

NITE

9.91%

TMRK

8.79%

HRZG

8.29%

ABN

7.40%

ERNS

5.14%

SLKC

4.26%

ARCA

3.60%

REDI

2.47%

(other venues)

4.01%

Other

NITE

57.42%

TMRK

23.69%

HRZG

8.97%

ISLD

4.44%

INCA

1.08%

REDI

0.09%

BRUT

0.06%

SCHB

0.06%

ARCA

0.04%

ERNS

0.02%

BTRD

0.02%

(other venues)

0.01%

Payment for order flow information:

Track Data Securities Corp. maintains the following payment for order flow arrangements:

NITE - standard rebate of 25% of spread for Nasdaq NMS and SmallCap securities orders of 2,000 shares or more

with a maximum of $0.01 per share.

HRZG - standard rebate of 25% of spread for Nasdaq NMS (or 5% of spread for Nasdaq SmallCap) securities orders

of 2,000 shares or more with a maximum of $0.01 per share.